Governable AI: Provable Safety Under Extreme Threat Models

Auteurs : Donglin Wang, Weiyun Liang, Chunyuan Chen, Jing Xu, Yulong Fu

Résumé : As AI rapidly advances, the security risks posed by AI are becoming increasingly severe, especially in critical scenarios, including those posing existential risks. If AI becomes uncontrollable, manipulated, or actively evades safety mechanisms, it could trigger systemic disasters. Existing AI safety approaches-such as model enhancement, value alignment, and human intervention-suffer from fundamental, in-principle limitations when facing AI with extreme motivations and unlimited intelligence, and cannot guarantee security. To address this challenge, we propose a Governable AI (GAI) framework that shifts from traditional internal constraints to externally enforced structural compliance based on cryptographic mechanisms that are computationally infeasible to break, even for future AI, under the defined threat model and well-established cryptographic assumptions.The GAI framework is composed of a simple yet reliable, fully deterministic, powerful, flexible, and general-purpose rule enforcement module (REM); governance rules; and a governable secure super-platform (GSSP) that offers end-to-end protection against compromise or subversion by AI. The decoupling of the governance rules and the technical platform further enables a feasible and generalizable technical pathway for the safety governance of AI. REM enforces the bottom line defined by governance rules, while GSSP ensures non-bypassability, tamper-resistance, and unforgeability to eliminate all identified attack vectors. This paper also presents a rigorous formal proof of the security properties of this mechanism and demonstrates its effectiveness through a prototype implementation evaluated in representative high-stakes scenarios.

Soumis à arXiv le 28 Aoû. 2025

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