Redefining Retrieval Evaluation in the Era of LLMs
Authors: Giovanni Trappolini, Florin Cuconasu, Simone Filice, Yoelle Maarek, Fabrizio Silvestri
AI-generated Key Points
- Authors address limitations of traditional IR metrics in the context of Retrieval Augmented Generation (RAG) systems involving Large Language Models (LLMs)
- Conventional IR metrics like nDCG, MAP, and MRR do not consider negative impact of irrelevant documents on generation quality in RAG systems
- Authors propose a utility-based annotation schema to quantify positive contribution of relevant passages and negative impact of distracting ones
- Introduction of UDCG (Utility and Distraction-aware Cumulative Gain) metric designed to optimize correlation with end-to-end answer accuracy by incorporating an LLM-oriented positional discount
- Experimental results show UDCG significantly improves correlation by up to 36% compared to traditional metrics
- Proposed framework addresses misalignments between human vs. machine position discount and human relevance vs. machine utility for more accurate prediction of RAG performance
Abstract: Traditional Information Retrieval (IR) metrics, such as nDCG, MAP, and MRR, assume that human users sequentially examine documents with diminishing attention to lower ranks. This assumption breaks down in Retrieval Augmented Generation (RAG) systems, where search results are consumed by Large Language Models (LLMs), which, unlike humans, process all retrieved documents as a whole rather than sequentially. Additionally, traditional IR metrics do not account for related but irrelevant documents that actively degrade generation quality, rather than merely being ignored. Due to these two major misalignments, namely human vs. machine position discount and human relevance vs. machine utility, classical IR metrics do not accurately predict RAG performance. We introduce a utility-based annotation schema that quantifies both the positive contribution of relevant passages and the negative impact of distracting ones. Building on this foundation, we propose UDCG (Utility and Distraction-aware Cumulative Gain), a metric using an LLM-oriented positional discount to directly optimize the correlation with the end-to-end answer accuracy. Experiments on five datasets and six LLMs demonstrate that UDCG improves correlation by up to 36% compared to traditional metrics. Our work provides a critical step toward aligning IR evaluation with LLM consumers and enables more reliable assessment of RAG components
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